Supply-side
economists focus on incentives-- especially the incentive to work
or not. Their main assumption is that people work more if their wage is
increased (in general). Therefore, cutting taxes (increasing wages) will
lead to more work effort, a larger tax base, and therefore, more tax revenue.
This is based upon the assumptions regarding the theory surrounding the “Laffer Curve.”
Incentives and work -- which is correct:
Substitution Effect:
Income Effect:
The
Laffer Curve
(the relationship between tax rates and tax revenue):
The
Theory:
If
the government increases marginal tax rates, that will decrease
additional income that earners keep, thereby affecting output (productivity) for
2 reasons:
1.
Marginal tax rate increases, this decreases the payoff people derive from
work (for example, when this occurs many with working spouses opt out of the
labor force), less work, less productivity (incentives have changed –
people choose leisure over work in the labor/leisure trade-off).
2.
Marginal tax rate increases, people (including those operating businesses) turn to tax shelter investments to avoid
excess taxes (for example, investments that generate paper losses from
depreciated assets) or move their businesses to places where tax rates are lower . Therefore people are spending resources on tax
avoidance instead of on productive activities.
Real productivity is lower than it could be because resources are wasted
producing goods that are valued less than their cost of production -- many goods
are produced that otherwise would not have been produced if it wasn't for people
trying to avoid taxes. Those resources could have produced goods that
actually made peoples lives better off (in absence of the taxes).
Trickle Down:
Policy Conclusions:
Cut income taxes in order to increase tax revenue.
The
main supply-side (tax cut) effects are:
increase
in business activity
reduction
in tax shelter activities - less tax evasion and less tax avoidance
(including people
paying themselves more in the form of money income rather than fringe
benefits and amenities)
And
therefore: there is an increase in the tax base and therefore, possibly, also an
increase in tax revenue. Furthermore, there is an increase in the share of
income tax paid by high income taxpayers when the higher bracket tax rates are
cut (i.e., the rich end up paying more of the total tax bill).
In The Way The World Works, Jude
Wanniski, one of the leading gurus of the "supply-side" school, calls for
discovering the actual shape of the "Laffer Curve."
That part of "The Curve" at which government
revenue is maximized should be pinpointed and fiscal policy implemented to
assure that the economy is moved to that point without further delay.
The "Curve" aside - the supply-side argument can
be seen as a long-run strategy to increase economic growth, not a short-run
policy tool to deal with a recession, for example.
Empirical Evidence?
More Recently: Canadian
Reforms
There have been quite a few
recent corporate tax reforms in Canada, which is America’s
largest trading partner. Since 2000 these have included:
Cutting the
federal statutory tax rate from 29.12 percent to 15 percent and cutting the
average provincial tax rate from 13.3 percent to 11.1 percent.
Eliminating most
federal and provincial capital taxes, which were levies on a measure of
business assets.
Removing sales
taxes on capital goods in most provinces as a result of harmonizing
provincial sales taxes with the federal Goods and Services Tax (a form of
value-added tax).
Adopting
generally more neutral capital cost allowances for the corporate income tax.
Scaling back some
of the special preferences under the corporate income tax.
The cut in corporate tax rates does not seem to have lost
Canadian governments much, if any, revenues. The combined federal-provincial
tax rate fell from 42.4 percent in 2000 to 29.4 percent in 2010. (The rate
has fallen further since then). Despite this 31 percent cut and the 2009
recession, tax revenues as a share of gross domestic product (GDP) have
remained roughly constant due to rising corporate taxable income (more
multi-national corporations have moved into Canada because of the lower tax
rates).
From History - the U.S.:
Four major income tax cuts in the United States -
Keep in mind that tax revenue collected by the U.
S. federal government has typically increased over time. The question is -
does it increase at a higher rate after a major income tax cut. According
to data, it does. Numbers from the U.S. Budget Office.
1922-1928
(Coolidge Tax Cuts)
When the federal income tax was enacted in 1913,
the top rate was just 7 percent. By the end of World War I, rates had been
greatly increased at all income levels, with the top rate increased to 77
percent (for income over $1 million). After five years of high tax rates, rates
were cut sharply under the Revenue Acts of 1921, 1924, and 1926. The combined
top marginal normal and surtax rate fell from 73 percent to 58 percent in 1922,
and then to 50 percent in 1923 (income over $200,000). In 1924, the top tax rate
fell to 46 percent (income over $500,000). The top rate was just 25 percent
(income over $100,000) from 1925 to 1928, and then fell to 24 percent in 1929.
So the
top marginal tax rates were cut from 73% to 25% (-48%).
Revenues received by the federal treasury
increased from $719 million in 1921 to more than $1.1 billion 1929. That's a 61%
increase (there was zero inflation in this period).
Real
tax revenue collected from incomes of $50,000 and above increased from $305.1
million to $481.1 million (+63%). Real tax revenue collected from those who made
less than $50,000 dropped by 45%.
1963-1965
(Kennedy Tax Cuts)
JFK’s tax cuts were passed in the summer of
1964. The
top marginal tax rates were reduced from 91% to 70%. The bottom rates were
reduced from 20% to 14%.
From 1965 to 1968, total federal revenue rose by
30%, from $117 billion to $153.
Tax
revenues of the bottom 95% of taxpayers fell from $31 billion to $29.6 billion
(-4.5%). Tax revenues of the top 5% of taxpayers rose from $17.2 billion to
$18.5 billion (+7.6%).
Top
U.S. federal income tax rates declined from 70% to approx. 33% (and was 28% when
he left office).
Revenues (from all taxes) to the U.S.
Treasury nearly doubled. Revenues increased from roughly $500
billion in 1980 to $1.1 trillion in 1990.
Tax payments and the share of income taxes paid
by the top 1% climbed sharply. For example, in 1981 the top 1% paid 17.6% of all
personal income taxes, but by 1988 their share had jumped to 27.5%, a 10
percentage point increase. The share of the income tax burden borne by the top
10% of taxpayers increased from 48.0% in 1981 to 57.2% in 1988. Meanwhile, the
share of income taxes paid by the bottom 50% of taxpayers dropped from 7.5% in
1981 to 5.7% in 1988.
2003-2008 (Bush Tax Cuts -
supply-side tax cuts)
Economic Growth and Tax Relief
Reconciliation Act of 2001 (EGTRAA) and Jobs and Growth Tax Relief
Reconciliation Act of 2003 (JGTRRA)
EGTRRA generally reduced the rates of
individual income taxes:
a new 10% bracket was created
for single filers with taxable income up to $6,000, joint filers
up to $12,000, and heads of households up to $10,000.
the 15% bracket's lower
threshold was indexed to the new 10% bracket
the 28% bracket would be lowered
to 25% by 2006.
the 31% bracket would be lowered
to 28% by 2006
the 36% bracket would be lowered
to 33% by 2006
the 39.6% bracket would be
lowered to 35% by 2006
The EGTRRA in many cases lowered the
taxes on married couples filing jointly by increasing the standard
deduction for joint filers to between 174% and 200% of the deduction
for single filers.
Additionally, EGTRRA increased the
per-child tax credit and the amount eligible for credit spent on
dependent child care, phased out limits on itemized deductions and
personal exemptions for higher income taxpayers, and increased the
exemption for the Alternative Minimum Tax, and created a new
depreciation deduction for qualified property owners.
JGTRRA accelerated the gradual rate
reduction and increase in credits passed in EGTRRA. The maximum tax rate
decreases originally scheduled to be phased into effect in 2006 under EGTRRA
were retroactively enacted to apply to the 2003 tax year. In addition, the child
tax credit was increased to what would have been the 2010 level, and "marriage
penalty" relief was accelerated to 2009 levels.
There were also capital gains tax
cuts in both.
The Bush tax cuts had sunset provisions that made
them expire at the end of 2010. But were extended by a two-year extension that
was part of a larger tax and economic package, the Tax Relief, Unemployment
Insurance Reauthorization, and Job Creation Act of 2010.
Income tax revenue rose, going from $925
billion in 2003 to $1.53 trillion in 2007.
Total federal revenue for 2008 dropped
slightly, down to $2.52 trillion, because a recession started that
year. During the same period, income tax revenue dropped slightly
in 2008, down to $1.45 trillion.
After the Bush tax cuts,
the top 1% paid a larger share of all federal
income taxes than before. In 2007 the top 1% of taxpayers earned
22.8% of the nation's income, yet paid 40.4% of all federal income
taxes, whereas in 2004 the top 1% paid 36.89% of all federal income
taxes. So the percentage of income taxes paid by the top 1% went up (this also means that in 2007
the top 1% paid more in federal income taxes than the bottom 95%
paid.)
Criticisms of the Theory:
1. Some critics claim that the
elasticity of labor supply is very low:
Wage
elasticity of labor supply:
Therefore, a change in the
tax rate does not actually change people's work or output
very much.
However, these elasticity
estimates are typically short-run estimates. Most
studies do show that the long run estimates are much higher.
For example, Edward Proscott's famous cross-country studies
"found that the elasticity of the long-run labor supply was
substantially greater than in the short-run supply and that
differences in tax rates between France and the Unites
States explained nearly all of the 30 percent shortfall of
labor inputs in France compared with the United States."
(James D. Gwartney, "Supply-Side Economics")
2. Regarding
"discovering the shape of the Laffer curve" to find out what
tax rate will maximize government tax revenue:
The
obvious question that some economists would ask is, how do
we ever find out the actual shape of "The Curve" and where
we are on it?
If, for
sake of the argument, it was accepted that such a "Curve"
exists somewhere out there, it is important to realize that
it would be nothing more than the cumulative subjective
estimations of a multitude of individuals about the relative
advantages of work vs. leisure, consumption vs. savings,
etc.
"The Curve" would be no more
fixed or stable than the expectations and preferences of the
individuals in a particular community. Changes in people's
valuations, revisions in expectations about the political,
social or economic climate and new discoveries of
cost-saving production techniques would all work to make any
hypothecated "Laffer Curve," a shifting, shadowy entity
whose position and shape would be as fluid and erratic as
the imaginative minds of the individuals who comprise the
elements living under "The Curve."
3. Probably an even
more important criticism than the theoretical difficulties
of determining the position and shape of "The Curve" is
the assumption that the goal of fiscal policy should be the
maximizing of governmental revenues.
Why is
that a good policy goal? Maximizing government revenue
means you are also maximizing the opportunity cost of those
resources taken away from the productive sector of the
economy. In a way, this is contradictory to the
theory.
Cut taxes
to increase productivity - the increase in productivity will
generate more tax revenue - then decrease productivity by
moving resources out of the productive sector of the
economy.
4 Although a
secondary idea that comes out of the theory is
that the relatively rich end up paying more of
the tax revenue -- the relatively rich might
still end up better off compared to those who,
most especially, don't pay income taxes.
Because the theory of supply-side economics is
“tax-cuts on income and capital gains,” it
stands to reason that the immediate beneficiary
is going to be those with significant income. In
the United States, the wealthiest 50% of
households pay more than 95% of the income taxes
and the wealthiest 5% pay 50% of the income
taxes. If one group is getting taxed and the
other is not, a tax cut will effectively
increase the disposable income of taxpayers
relative to non-taxpayers. If Jane is in the top
5% of incomes and Bob is in the lowest 5%, a tax
cut raises Jane's income but has no effect on
Bob because Bob was not paying taxes in the
first place. Some would object to this.
However, the
benefits of the tax revenue being spent are
another issue. Do those who pay income
taxes benefit more or less (relative to what
they pay) than those who pay nothing?